Chapter Four · failure evidence

What Solid-State Synthesis got wrong, from 38 dissertations

Solid-state synthesis attempts frequently encounter difficulties such as incomplete phase conversion, unwanted competing phases, and precursor decomposition at elevated temperatures. Researchers also face challenges from volatile component loss, crucible and substrate side reactions, and unmanageable grain growth or porosity. These records come from PhD theses at 15 institutions, 2021 to 2026. Each links to its thesis. They were extracted by language models reading the full text, so treat each as a lead to read, not a verdict.

Direct solid-state reactions fail to achieve phase purity due to competing phases and incomplete conversion

11 theses · 8 institutions

High-temperature solid-state reactions often fail to produce target single-phase products because thermodynamically favored intermediate or binary phases crystallize preferentially. Precursor mixtures also suffer from persistent unreacted impurities, multiphasic secondary products, or a complete failure to initiate target phase formation.

Tried and failed

high-temperature solid-state sintering applied to polyanion disordered rocksalt cathode synthesis. Reason: failed to achieve phase purity, retaining persistent precursor impurities and degrading electrochemical performance

Polyanionizing rocksalt cathodes for lithium-ion batteries · MIT

Tried and failed

flux-free solid-state synthesis applied to multinary metal oxide precursor synthesis. Reason: failed to form target phase, yielding incongruent secondary phases instead

Advanced electrochemical materials for sustainable energy conversion and storage · UT Austin

Tried and failed

solid-state high-temperature reaction of precursor salts applied to synthesis of pure anti-perovskite phases. Outcome: unstable. Reason: thermodynamic instability prevented pure phase formation from precursor mixtures

Low melting point solid electrolytes for scalable manufacturing of all-solid-state li-ion batteries · Georgia Tech

Tried and failed

reactive infiltration of binary ceramic with molten metal applied to ternary carbide MAX phase synthesis. Outcome: no signal. Reason: direct high-temperature reaction between pre-formed carbide and molten metal did not initiate phase formation

Fundamental Formation mechanisms of the MAX phase Zr3AlC2 and small scale mechanical properties of the MAX phases · Imperial

Tried and failed

direct reaction of pre-synthesized intermetallics with carbon applied to MAX phase ceramic synthesis. Reason: formed unwanted competing ternary carbide phases instead of the target MAX phase

Fundamental Formation mechanisms of the MAX phase Zr3AlC2 and small scale mechanical properties of the MAX phases · Imperial

Tried and failed

solid-state synthesis of double perovskite oxides applied to strontium neodymium iridate compositions. Outcome: unstable. Reason: the composition failed to form a phase-pure perovskite crystal structure during synthesis

The Effectiveness of Perovskites for the Oxygen Evolution Reaction in Acid · UT Austin

Tried and failed

solid-state direct synthesis via calcination applied to single-halide argyrodite solid electrolytes. Reason: failed to form the target crystalline phase upon thermal annealing up to 450 °C

Design and Development of High-Performance Solid Electrolyte for All-Solid-State Lithium Ion Batteries · Georgia Tech

Tried and failed

conventional solid-state reaction synthesis applied to complex perovskite nickelate ceramics. Reason: produced inhomogeneous samples with ~50% impurity phases despite repeated high-temperature high-pressure oxygen anneals

Metal-insulator transition in yttrium- and neodymium-doped lanthanum nickelates · UT Austin

Tried and failed

high-temperature direct solid-state synthesis applied to layered perovskite oxide target phase. Reason: formed a thermodynamically favored competing binary phase instead of the target ternary composition

Cation exchange chemistry as a route to induce noncentrosymmetry in layered perovskite oxides · Oxford

Tried and failed

conventional furnace solid-state reaction applied to yttrium aluminum perovskite phase synthesis. Reason: formed competing intermediate oxide phases (YAG and YAM) instead of phase-pure perovskite

Thermal and Optical Properties of Oxide Coatings for High-Temperature Applications · Harvard

Tried and failed

solid-state mixed oxide synthesis applied to bismuth magnesium titanate perovskite formation. Reason: decomposition into multiphasic Aurivillius and cubic secondary phase mixture instead of single-phase perovskite

Modified bismuth titanate piezoelectric ceramics · Cranfield

Considered and rejected

Considered and rejected: Rejected arc melting and solid-state reaction synthesis routes because they routinely produce multiphase RMn6Sn6 materials rather than single crystals.

Magnetic and magneto-optical properties of RMn6Sn6 single crystals where R=Gd, Tb, Dy, Ho, Er, Tm, and Lu Magnetic and magneto optical properties of RMn6Sn6 single crystals · Iowa State

Molten salt and melt syntheses suffer from incomplete melting, flux decomposition, and persistent residues

5 theses · 4 institutions

Molten flux reactions and direct melt attempts can fail when precursors do not form a homogeneous liquid solution below target temperatures. High processing temperatures can also decompose salt fluxes, generate unreacted oxides or secondary phases, and leave behind insoluble salt impurities.

Tried and failed

direct single-step molten-salt flux synthesis applied to layered oxide cathode materials. Reason: caused severe phase separation into unreacted binary oxides and undesired polymorphs instead of target phase

Deciphering the degradation mechanisms of layered oxide cathodes for sodium-ion batteries · UT Austin

Tried and failed

sulfate molten-salt flux synthesis applied to sodium-ion layered oxide cathodes. Reason: Sulfate flux decomposed at high temperatures, forming nickel sulfate and persistent secondary phase impurities.

Deciphering the degradation mechanisms of layered oxide cathodes for sodium-ion batteries · UT Austin

Tried and failed

binary alkali carbonate molten salt flux synthesis applied to single crystal cathode materials. Outcome: worse than baseline. Reason: carbonate impurities were insoluble during washing, causing high polarization and rapid capacity fade

Insights on the synthesis, properties, and performance of high-nickel layered oxide cathodes · UT Austin

Tried and failed

melt synthesis doping below liquidus temperature applied to solid-state electrolyte halide mixtures. Reason: reactants failed to form a molten homogeneous solution at target temperature, leading to incomplete doping

Borohydride-based solid electrolytes and polymer composite separators for lithium-ion batteries · Georgia Tech

Tried and failed

molten salt shielded synthesis applied to Zr3AlC2 MAX phase synthesis. Reason: produced unwanted binary phases and heavy zirconium oxide contamination instead of the target ternary phase

Fundamental Formation mechanisms of the MAX phase Zr3AlC2 and small scale mechanical properties of the MAX phases · Imperial

Tried and failed

direct single-step melting of multicomponent powder mixture applied to multicomponent sulfide electrolyte synthesis. Reason: failed to form a homogeneous melt, requiring multi-step pre-melting

New Methodology to Model Metal Chemistry at High Temperature · MIT

Precursor volatilization and reactive crucible or substrate interactions degrade synthesis products

6 theses · 4 institutions

Elevated synthesis temperatures cause volatile dopants and components like bismuth or ruthenium oxide to boil or sublime before host lattice formation. High temperatures also induce destructive solid-state side reactions with container materials or substrates, leading to metal cation leaching and phase degradation.

Considered and rejected

Considered and rejected: Rejected infiltration of LSCo precursor solutions without citric acid complexing agent because solid-state reactions with YSZ occurred at much lower temperatures and gave poor reproducibility.

Factors Governing the Performance and Stability of Solid Oxide Fuel Cell Cathodes Prepared by Infiltration · Penn

Tried and failed

direct thermal synthesis doping with volatile precursors applied to high-temperature ceramic semiconductor synthesis. Outcome: no signal. Reason: dopant precursors sublimed below the synthesis temperature required for host lattice formation

Investigating the effect of nonmetal functionalisation on the chemical, sorptive, optoelectronic and photocatalytic properties of semiconducting boron and carbon nitride materials · Imperial

Tried and failed

supporting molten salt sorbents on alumina substrates applied to high-temperature carbon capture. Outcome: unstable. Reason: destructive solid-state reaction between molten salt and substrate formed inactive ternary compounds, destroying sorption capacity

Molten Alkali Metal Borates for High Temperature Carbon Capture · MIT

Considered and rejected

Considered and rejected: Solid-state reaction synthesis was rejected in favour of the sol-gel citric-nitrate method due to excessive volatile RuO2 loss and chemical degradation above 1200°C.

Lanthanum nickel oxide based double perovskites and their exsolution phenomena · Imperial

Considered and rejected

Considered and rejected: High-temperature metallurgical/annealing methods were rejected due to particle sintering/coarsening, phase diagram restrictions, and Bi boiling during synthesis.

ELECTROCHEMICAL SYNTHESIS OF INTERMETALLIC ELECTROCATALYSTS · JScholarship

Considered and rejected

Considered and rejected: Rejected alumina crucibles for high-temperature synthesis of high-entropy perovskite oxides because metal ions leach into alumina, using platinum crucibles instead to preserve cation stoichiometry

SYNTHESIS AND CHARACTERIZATION OF FUNCTIONALIZED TRANSITION METAL DICHALCOGENIDE, LAYERED DOUBLE HYDROXIDE, AND HIGH-ENTROPY PEROVSKITE OXIDE NANOMATERIALS · Penn

Dopant addition exceeds solid solubility limits or causes phase separation and poor densification

5 theses · 4 institutions

Introducing dopants or adjusting stoichiometry in solid-state lattices frequently exceeds the solid solution solubility limit and precipitates secondary insulating phases. Excessive dopant substitution also impedes target phase formation, produces unreacted precursors, or causes high porosity and amorphous phase formation.

Tried and failed

aliovalent cation doping to increase ionic conductivity applied to solid-state electrolyte crystalline lattices. Outcome: worse than baseline. Reason: exceeded the solid solution solubility limit, precipitating insulating impurity phases

Design and Development of High-Performance Solid Electrolyte for All-Solid-State Lithium Ion Batteries · Georgia Tech

Tried and failed

solid-state melt synthesis of substituted chalcogenides applied to iron-deficient quaternary sulfide solid solutions. Reason: sub-stoichiometric iron compositions separated into distinct quaternary and binary phase mixtures

Murunskite - a new class of functional material · EPFL

Tried and failed

high dopant substitution in solid-state sintering applied to ceramic proton conductors. Outcome: worse than baseline. Reason: excessive dopant substitution caused poor densification and high porosity, degrading electrochemical conductivity

Investigation of structure and conductivity of LaNb0.9Mo0.1O4.05 based materials · Imperial

Tried and failed

rapid melt quenching in graphite crucibles applied to halide-doped solid-state lithium electrolytes. Outcome: worse than baseline. Reason: rapid quenching formed amorphous phases that failed to enhance lithium-ion conductivity

Borohydride-based solid electrolytes and polymer composite separators for lithium-ion batteries · Georgia Tech

Tried and failed

transition metal substitution in mechanochemical synthesis applied to polyanion-doped disordered rocksalt cathode materials. Reason: substitution hindered target phase formation, leaving unreacted precursor impurities

Polyanionizing rocksalt cathodes for lithium-ion batteries · MIT

Target phases undergo high-temperature thermal decomposition or decompose during cooling

5 theses · 5 institutions

Synthesized materials can suffer from thermal decomposition into elemental metals or undesirable rock-salt and spinel phases during extended high-temperature exposure. Other phases are thermodynamically stable only at elevated temperatures and break down or transform into unwanted polymorphs upon cooling.

Tried and failed

solid-state synthesis of mixed-anion crystalline phase applied to argyrodite solid electrolyte synthesis. Outcome: unstable. Reason: the target phase was thermodynamically stable only at high temperature and decomposed upon cooling

Design and Development of High-Performance Solid Electrolyte for All-Solid-State Lithium Ion Batteries · Georgia Tech

Considered and rejected

Considered and rejected: Rejected traditional high-temperature solid-solution synthesis because large nucleation barriers prevent trapping metastable misfit phases.

Utilizing Nanoconfinement and Surface Stabilization to Synthesize Metastable Phases of Iron-Containing Selenides · Scholars' Bank

Tried and failed

extended high-temperature solid-state metathesis applied to chromium nitride synthesis from oxide. Outcome: unstable. Reason: prolonged thermal exposure at high temperature caused product decomposition into elemental metal

SYNTHESIS, CHARACTERIZATION, AND PHOTOTHERMAL PROPERTIES OF PLASMONIC METAL NITRIDE NANOPARTICLES · DalSpace

Tried and failed

molten salt ion exchange at high temperature applied to layered transition metal oxide synthesis. Outcome: unstable. Reason: thermal decomposition and structural degradation into rock-salt and spinel secondary phases

Study of iron-based cathode materials for lithium-ion batteries · Oxford

Considered and rejected

Considered and rejected: Rejected slow cooling of NaKCo2TeO6 and Li3Co2SbO6 after high-temperature synthesis due to undesired hydration/decomposition and formation of the orthorhombic polymorph, respectively.

Probing Kitaev Behavior in the Cobaltate Honeycomb Lattice · JScholarship

Thermal processing generates excessive grain growth, unfavorable porosity, or pore blocking

3 theses · 3 institutions

Decomposition of organic ligands in precursors can generate high porosity that hinders complete chemical conversion during calcination. Prolonged annealing at elevated temperatures causes excessive grain growth, while dense surface structures can block pore penetration during post-synthesis coatings.

Considered and rejected

Considered and rejected: Rejected post-synthesis coating of LiNiO2 by dry particle fusion followed by reheating; rejected because denser LiNiO2 prevents alumina penetration into pores, yielding higher Ni mixing and poor capacity.

Study of High-Ni Positive Electrode Materials for Li-ion Batteries · DalSpace

Considered and rejected

Considered and rejected: Rejected transition-metal acetates as precursors in SC1 synthesis because C2H3O2 decomposition products generate high powder porosity that limits chemical conversion.

Deciphering the degradation mechanisms of layered oxide cathodes for sodium-ion batteries · UT Austin

Considered and rejected

Considered and rejected: Discarded 3-step solid-state reaction synthesis due to high processing temperatures, long annealing times, and excessive grain growth causing high thermal conductivity.

Development of Cu2SnS3 based thermoelectric materials and devices · IRIS - UNITN - prod

Left open by the authors

Problems the authors named and did not get to.

Left open

Develop and synthesize cathode composite architectures containing zero added solid-state electrolyte for solid-state lithium batteries. Blocker: Requires a physical wet lab, chemical synthesis, and battery testing facilities

Probing Interfacial Dynamics in Solid-State Lithium Metal Batteries · Georgia Tech

Left open

Investigate failure mechanisms causing resistive interfaces at anode/sulfide and halide/sulfide electrolyte boundaries in solid-state sodium batteries. Blocker: Requires wet lab electrochemical synthesis and advanced characterization tools to examine battery interface degradation.

Tailoring the electrochemical properties of catholytes for solid-state sodium batteries · UT Austin

Left open

Develop new sodium- and potassium-ion solid-state electrolytes and explore the interfacial stability model for solid-state batteries. Blocker: Requires materials synthesis, wet lab experimental electrochemistry, and characterization facilities

Fusible alloy electrodes and multi-cation interfacial chemistry in alkali metal batteries · UT Austin

Left open

Investigate FeF3-based solid-state sodium-ion batteries using solid electrolytes to reduce cathode dissolution. Blocker: Requires a wet/materials chemistry laboratory and experimental apparatus for synthesizing solid electrolytes and assembling solid-state battery cells

IMPROVING ELECTROCHEMICAL PERFROMANCE OF IRON TRIFLUORIDE (FeF3) IN SODIUM-ION BATTERIES · Georgia Tech

Left open

Screen hetero-element dopants or additives to improve sulfide solid-state electrolyte properties and assess economically viable manufacturing procedures. Blocker: Requires experimental synthesis, physical battery validation, and industrial manufacturing assessment

First-principles exploration and design of sulfide-based electrolytes for lithium metal batteries · UT Austin

Left open

Pair surface-protected sulfur cathodes with low-concentration electrolytes and evaluate battery performance. Blocker: Requires wet lab synthesis of coated cathodes, electrolyte preparation, and physical battery testing

TUNING ELECTROLYTE COMPOSITION FOR ENHANCED PERFORMANCE OF LITHIUM-SULFUR BATTERIES · Georgia Tech

Left open

Synthesize polyanionized disordered rocksalt cathodes via solid-state sintering using alternative phosphorus precursors like Li3P or elemental phosphorus. Blocker: Requires a physical materials synthesis and characterization lab with solid-state sintering equipment and chemical handling capabilities.

Polyanionizing rocksalt cathodes for lithium-ion batteries · MIT

Left open

Synthesize and evaluate single-crystal morphology and surface coatings on high-Ni NMA cathode materials to reduce reactivity and cracking. Blocker: Requires a wet-chemistry battery synthesis lab, precursors, calcination furnaces, and electrochemical cell testing apparatus.

Comprehensive evaluation of cobalt-free, high-nickel layered oxide cathodes for lithium-ion batteries · UT Austin

Left open

Develop and optimize 3D nanohybrid gyroidal full-cell architectures to overcome sulfur cathode performance limitations. Blocker: Requires a wet lab and materials synthesis/fabrication facilities to construct 3D nanohybrids and coin cells

AN ELECTROANALYTICAL ASSESSMENT OF ORGANIC REDOX TRANSFORMATIONS IN BATTERY AND ELECTROSYNTHETIC APPLICATIONS · Cornell

Left open

Develop electrolytes and interphases that lower the bulk-to-surface diffusivity ratio to prevent ion piling-up at the electrolyte/electrode interface. Blocker: Requires wet lab chemical synthesis and electrochemical characterization apparatus

Electrodeposition and reversibility of Lithium metal in liquid electrolytes · Cornell

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